Providing a Range of Financial Planning Services


Broker-Dealer Services

Worth Financial Group is known as a “fully disclosed” originating broker-dealer, which means we are not a member of any stock exchange. This designation means that we do not hold clients’ funds and do not clear clients’ trades on the securities market directly. Instead, we forward trades to one of our custodial firms.

Our primary clearing agreement is currently maintained with National Financial Services (NFS) for retail brokerage and advisory accounts. Certain advisory accounts are held at TD Ameritrade

Investment Services

At our company, we offer the following investment services:

  • Listed Stocks/Equity Securities

  • Exchange-Traded Funds

  • Real Estate Investment Trusts

  • Mutual Funds and Unit Investment Trusts

  • Retirement Plans – IRA, Roth IRA, 401(K), 403(B)

  • U.S. Treasuries

  • Corporate Bonds

  • Municipal Bond Securities

  • 529 College Savings Plans

  • Variable Annuity and Life Products

  • Certificates of Deposit

  • Money Market Accounts and Other Cash Management Services

  • Availability of Margin Accounts (Loans Against Securities)


Registered Investment Advisor

Our Firm is registered as a state-regulated Registered Investment Adviser (RIA). This allows us to manage client portfolios on a fee basis on the amount of assets under management. Our company is registered as an investment adviser in Texas and Florida.

Insurance Agency

We are registered in Texas as a resident corporate insurance agency and in other states as a nonresident insurance agency. This title allows us to provide insurance products to our financial advisors, most of which hold both securities and insurance licenses. We primarily market life, health disability, and annuity products to individuals and small businesses through their network of independent agents.


Working With Major Insurance Providers

Our group has selling agreements with several major life insurance providers to provide their agents with a wide range of insurance and annuity products. These companies include:

  • Hartford

  • AIG

  • American General

  • Jackson National

  • Lincoln Financial

  • Pacific Life

  • Prudential

  • Transamerica

  • Voya Financial

Insurance Services

Worth Financial Group’s expertise in the insurance field allows it to determine what product best suits your needs quickly. Once we identify your requirements, we obtain quotes from several top insurance companies. Our group does not offer any proprietary products, so our agents can be assured that they are offering the best possible policies. We provide the following insurance services:

  • Variable Annuities

  • Fixed Annuities

  • Term Life Insurance

  • Universal Life Insurance

  • Variable Life Insurance

  • Long-Term Care Insurance

  • Disability Insurance

  • Policy Reviews

  • Specialized Insurance Programs to Fund:

  • Trusts

  • Key Man

  • Buy-Sell

  • Estate Planning

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