Worth Financial Group Inc. was founded and incorporated in the state of Texas in May 1983. Worth Financial Group is a member of the Financial Industry Regulator Authority (FINRA) and is also a member of the Securities Investors Protection Corporation (SIPC).

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Broker-Dealer

Worth Financial Group is known as a “fully disclosed” originating broker-dealer, meaning it does not hold clients’ funds, does not clear clients’ trades on securities markets directly, and is not a member of any stock exchange. Instead, it forwards all trades to one of its clearing firms. The Company’s primary clearing agreement is currently maintained with Southwest Securities Inc. for retail brokerage accounts and National Financial Services (NFS) for retail and advisory brokerage accounts. Certain advisory accounts are held at TD Ameritrade.

Investment services include the following:

  • Listed stocks/equity securities
  • Exchange Traded Funds
  • Real Estate Investment Trusts
  • Mutual funds and unit investment trusts
  • Retirement Plans – IRA, Roth IRA, 401(K), 403(B)
  • U.S. Treasuries
  • Corporate Bonds
  • Municipal bond securities
  • 529 College Savings Plans
  • Variable annuity and life products
  • Certificates of Deposit
  • Money Market Accounts and other Cash Mgmt. services
  • Availability of Margin Accounts (loans against securities)

Registered Investment Advisor

Worth Financial Group is registered as a state regulated Registered Investment Adviser (“RIA”). This allows Worth Investment Advisors to manage client portfolios on a fee basis based on the amount of assets under management. Worth is registered in Texas, California and Florida as an Investment Adviser.

 

Insurance Agency

Worth Financial Group is registered with the State of Texas as a resident corporate insurance agency and other states as a non-resident insurance agency. Its primary purpose is providing insurance products to Worth Financial Group’s financial advisors, most of which hold both securities and insurance licenses. Worth Financial Group markets life, health, disability, and annuity products to individuals and small businesses through its network of independent agents. Worth Financial Group has selling agreements with life insurance companies such as Hartford, AIG, American General, ING, Jackson National, Lincoln Financial, Midland National Life, Pacific Life, Prudential, and Transamerica to provide its agents with a wide range of insurance and annuity products.

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Worth Financial Group’s expertise in the insurance field allows it to quickly determine what product is best suited for a client’s needs and then obtain quotes from many top companies offering that product. Worth does not offer any proprietary products therefore our agents can feel certain that they are offering the very best products possible to their clients.

Insurance Services include the following:

  • Variable annuities
  • Fixed annuities
  • Term life insurance
  • Universal life insurance
  • Variable life insurance
  • Long term care insurance
  • Disability insurance
  • Policy reviews
  • Specialized insurance programs to fund trusts, key man, buy-sell and estate planning