Worth Financial Group is looking for motivated team players that are interested in a successful career with a quality organization.

  • Are you looking for a Broker Dealer / RIA where the primary focus is helping the advisor maximize their business?
  • Are you looking for a Broker Dealer / RIA that has all the resources and technology of a wire house while having an environment that is personal and individualized?
  • Are you looking for a Broker-Dealer / RIA that is built around servicing you, the same way you service your clients?

Worth Financial Group’s business philosophy is to provide the services of a large broker-dealer to a select number of financial advisors on a very personal and service oriented basis. What sets us apart from many firms in the securities industry in that we consider our firm to be a vendor to our advisors. As a service vendor our job is to:

  • License our advisors with the appropriate regulatory bodies
  • Supervise our advisors
  • Keep our financial advisors in compliance with local, state and regulatory agencies
  • Provide state-of-the-art products to our advisors with the best companies in the securities industry
  • Provide access to trading platforms and account information for our advisors and their customers
  • Pay our producers on an accurate and timely basis
  • Providing broker-dealer and advisory services without burdening our advisors with unnecessary fees and charges

Worth realizes the value in our industry is based on the investment relationship built between the advisor and their customers. It is the responsibility of Worth Financial Group to provide support for the advisor to build those relationships. Worth Financial Group is committed to helping our advisors manage their clients’ assets effectively and profitably. Worth advisors have access to everyone in the company from the president on down. We listen to our advisors and solicit suggestions on changes we can make to make their job easier.

  • Streamline Operations
  • Increase Productivity
  • Improve Client Service
  • Managed portfolios (fee based only)
  • Reduce Operating/ Admin Costs
  • Increase Commissions
  • Extensive Product Offerings
  • Cutting Edge Technology
  • Clearing and custody service for brokerage and advisory accounts preformed by National Financial Services (“NFS”)
  • Custody services for advisory accounts by TD Ameritrade
  • Commission structure from deep discount to full service

Please forward your request for a pre-hire form via email to: jclark@worthfinancialgroup.com